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SEC Enforcement

@SEC_Enforcement

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SEC’s Division of Enforcement. Submit tips and complaints: https://t.co/m6WtS6RMEx. Disclaimer: https://t.co/qfwx4ibWHg

Joined May 2011
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SEC Enforcement Retweeted
@SEC_News
SEC_News
2 months ago
SEC charges former executives of San Francisco Bay area company with accounting violations https://t.co/GWw2tMbit0
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SEC Enforcement Retweeted
@SEC_News
SEC_News
2 months ago
SEC charges three individuals in digital asset fraud https://t.co/ovWtSl0qJ6
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SEC Enforcement Retweeted
@SEC_News
SEC_News
2 months ago
SEC charges Vuuzle Media Corp. and affiliated individuals in connection with $14 million offering fraud https://t.co/LGapjcui32
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@SEC_Enforcement
SEC Enforcement
3 months ago
SEC Charges Biotech Company and CEO With Fraud Concerning COVID-19 Blood Testing Device: https://t.co/KziRjDlQbc
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@SEC_Enforcement
SEC Enforcement
4 months ago
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution: https://t.co/rfj7YOmQdJ
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@SEC_Enforcement
SEC Enforcement
4 months ago
General Electric Agrees to Pay $200 Million Penalty for Disclosure Violations: https://t.co/MYS2s1ehyz
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@SEC_Enforcement
SEC Enforcement
4 months ago
Global Securities Pricing Service to Pay $8 Million for Compliance Failures: https://t.co/wfbZG9HEBz
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@SEC_Enforcement
SEC Enforcement
4 months ago
SEC Orders BlueCrest to Pay $170 Million to Harmed Fund Investors: https://t.co/iganDGkdsq
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SEC Enforcement Retweeted
@SECEnfDirector
SEC Enforcement Director
5 months ago
SEC Division of Enforcement Publishes Annual Report for Fiscal Year 2020 - https://t.co/IPBU1OAmNZ
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@SEC_Enforcement
SEC Enforcement
7 months ago
Director Stephanie Avakian speaks about the Enforcement Division at the Institute for Law and Economics, University of Pennsylvania Carey Law School Virtual Program https://t.co/9xXUdjBjwe
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@SEC_Enforcement
SEC Enforcement
8 months ago
Enforcement Co-Director Steven Peikin to Depart; SEC Actions Resulted in Return of Over $3 Billion to Harmed Investors During Peikin’s Three-Year Term https://t.co/m44JA5ypjp
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@SEC_Enforcement
SEC Enforcement
8 months ago
SEC charges former Georgia state legislator with defrauding investors in Ponzi scheme https://t.co/U0gj9JCOjw
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@SEC_Enforcement
SEC Enforcement
8 months ago
SEC Charges Valic Financial Advisors with Failing to Disclose Payments to Promote Services to Florida Educators. https://t.co/fFRRe0SBv5
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@SEC_Enforcement
SEC Enforcement
10 months ago
SEC Charges California Trader Engaged in Manipulative Trading Scheme Involving COVID-19 Claims https://t.co/3kTgMLj9dc
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SEC Enforcement Retweeted
@SECEnfDirector
SEC Enforcement Director
11 months ago
Co-Director Steven Peikin speaks about Enforcement’s response to the ongoing COVID-19 crisis at the Securities Enforcement Forum West 2020. https://t.co/pfiFvS4HAb
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SEC Enforcement Retweeted
@SECEnfDirector
SEC Enforcement Director
11 months ago
SEC files first substantive fraud charges relating to the COVID-19 crisis. https://t.co/6O1wyYwWQs
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@SEC_Enforcement
SEC Enforcement
a year ago
The SEC is on the lookout for potential #COVID19 related scams. To prevent investor harm, the SEC has recently suspended trading in nine companies, including three yesterday. Click here to see all trading suspensions: https://t.co/XuyOakumvD
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SEC Enforcement Retweeted
@Philly_SEC
SEC Philadelphia
a year ago
SEC Philly Director Kelly Gibson will be joining @AARPMD and @USAO_MD on a tele-town hall at noon on Apr 8 to help older Americans avoid scammers that try to take your money by preying on #COVID19 fears. Please share the call info with anyone that could be at risk. https://t.co/UE74VkR9vn
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