U.S. Securities and Exchange Commission Profile Banner
U.S. Securities and Exchange Commission Profile
U.S. Securities and Exchange Commission

@SECGov

Followers
445,019
Following
31
Media
1,059
Statuses
13,597

The SEC protects investors, maintains fair, orderly, and efficient markets, and facilitates capital formation. Disclaimer:

Washington, DC
Joined December 2008
Don't wanna be here? Send us removal request.
Pinned Tweet
@SECGov
U.S. Securities and Exchange Commission
4 months ago
We got some big things done in 2021, and we're rockin and rollin into 2022 with a lot more to do!
Tweet media one
2K
74
310
@SECGov
U.S. Securities and Exchange Commission
10 hours ago
We announced charges against Wells Fargo Advisors for failing to file at least 34 Suspicious Activity Reports in a timely manner between April '17 & Oct '21. Wells Fargo Advisors, the St. Louis-based broker-dealer, agreed to pay $7M to settle the charges.
242
65
235
@SECGov
U.S. Securities and Exchange Commission
11 hours ago
This week we announced charges against Allianz Global Investors US for fraud. Not only are those responsible being held accountable, but importantly, the victims in this case have been, or soon will be, made whole. - Gurbir S. Grewal, Director of the Division of Enforcement.
82
28
163
U.S. Securities and Exchange Commission Retweeted
@GaryGensler
Gary Gensler
12 hours ago
As we continue to navigate geopolitical challenges, we must always think about ways to enhance the efficiency, resiliency, transparency of our markets. My full remarks from the House Appropriations Committee Hearing @AppropsDems @HouseAppropsGOP :
Tweet media one
430
19
82
@SECGov
U.S. Securities and Exchange Commission
14 hours ago
We have an Open Commission Meeting coming up on Wednesday, May 25th at 1pm ET. Details:
Tweet media one
34
3
14
@SECGov
U.S. Securities and Exchange Commission
15 hours ago
The Division of Examinations seeks to fill a Senior Officer - Chief Risk and Strategy Officer (Attorney) (CRSO) position in Washington, DC. Apply here: #SECGovJobs
50
3
18
@SECGov
U.S. Securities and Exchange Commission
a day ago
The Division of Examinations seeks to fill a Chief Risk and Strategy Officer (CRSO) position in Washington, DC. Apply here: #SECGovJobs
65
5
18
@SECGov
U.S. Securities and Exchange Commission
3 days ago
Tune in to the livestream in 10 minutes 👇
@SDNYnews
US Attorney SDNY
3 days ago
Press conference today at 11:30am to announce the indictment of Gregoire Tournant, the former chief investment officer for a series of funds at Allianz Global Investors US LLC (“AGI US”), for conspiracy, securities fraud, investment advisor fraud, and obstruction of justice
Tweet media one
30
77
184
92
24
69
@SECGov
U.S. Securities and Exchange Commission
3 days ago
Allianz Global Investors has agreed to pay billions of dollars as part of an integrated, global resolution, including more than $1 billion to settle SEC charges & together w/ its parent, Allianz SE, over $5 billion in restitution to victims. (2/2) More:
103
74
480
@SECGov
U.S. Securities and Exchange Commission
3 days ago
Today we charged Allianz Global Investors U.S. LLC, and former portfolio managers Gregoire Tournant, Trevor Taylor, and Stephen Bond-Nelson with a fraudulent scheme that led pension funds for teachers, clergy, engineers, and other Americans to lose billions of dollars. (1/2)
538
408
2K
@SECGov
U.S. Securities and Exchange Commission
4 days ago
We obtained emergency relief to halt a stock fraud scheme that involved StraightPath Venture Partners LLC & other defendants, including persons barred from the brokerage industry, allegedly selling pre-IPO shares they didn’t own and pocketing more than $75 million.
196
49
156
@SECGov
U.S. Securities and Exchange Commission
4 days ago
Interested in an internship opportunity at the SEC? The last day to apply is today! These internships are intended for students who will be attending college during the fall 2022 semester. Interested applicants, apply here: #SECGovJobs
238
16
72
@SECGov
U.S. Securities and Exchange Commission
9 days ago
If you haven't already, check out our internship opportunities. These internships are intended for students who will be attending college during the fall 2022 semester. Interested applicants, apply here: #SECGovJobs
169
3
30